Prior to founding Sidoxia Capital Management, Mr. Slome served as Portfolio Manager on American Century Investments’ largest mutual fund, Ultra, from October 2002 through August 2007. As the senior Portfolio Manager on Ultra in 2007, Mr. Slome was responsible for day-to-day trading and marketing duties. Ultra at times exceeded $20 billion in assets and was among the nation’s top 10 Large Cap Growth funds according to the assets under management during his tenure. Mr. Slome also served as Portfolio Manager on the Select fund (Large Cap Growth) for a brief period after acting as Investment Analyst on Ultra, where he covered a broad set of industries from mid-1998 through mid-2002. Before joining American Century Investments, Mr. Slome worked as a Research Analyst at William O’Neil & Company, Inc. In addition to his CFA and CFP® credentials, Wade earned a master’s degree in business administration with a concentration in finance from Cornell University (1998) and a bachelor’s degree in economics from the University of California, Los Angeles (1993).
Rockwood Investment Counsel, LLC was founded by CEO and Chief Investment Officer, John A. Appleby, CFA.
Having over 30 years of investment experience, John heads the firm and leads the investment effort. Prior to founding Rockwood, John was Chief Investment Officer and Senior Portfolio Manager at Dean Investment Counsel. John’s prior investment-related experience includes serving as a Senior Portfolio Manager and Analyst at Palley-Needelman Asset Management, Inc.
John earned his undergraduate degree in Finance from University of Southern California, and his MBA, with distinction, from the same university. He is a CFA® charter holder. John has been featured on Bloomberg radio and television.
Bryan J. Goligoski has over twenty years of investment experience including roles as a securities analyst, portfolio manager, and alternative product specialist. Areas of research and analysis include the energy, materials, industrial products, financial, technology and consumer discretionary industries. Bryan has business development and client relations experience as well.
Mr. Goligoski graduated from the University of California, Los Angeles with a degree in Political Science, after which he received an Emphasis in Business Administration with a core focus in finance and accounting. He currently holds series 7, 65 and 66 licensees. And has served as a trustee on the governing board of several public and private institutions.
Newport Beach, CA Location
140 Newport Center Drive, Ste. 200
Newport Beach, CA 92660
Scottsdale, AZ Location
6263 N. Scottsdale Road, Ste. 265
Scottsdale, AZ 85250